SEC Form 4 · accession 0001127602-18-021219
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lemmon
Officer — President, Canada, Intl, AFH
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | $0.00 | Jun 14, 2018 | A | 3,406 | A | Jun 14, 2022 | Jun 14, 2022 | Common Shares | 3,406 | 3,406 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Jun 15, 2021 | Jun 15, 2021 | Common Shares | 1,666 | 1,666 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Jun 8, 2020 | Jun 8, 2020 | Common Shares | 2,380 | 2,380 | D |
| Restricted Stock UnitsF1 | $0.00 | holding | — | — | — | Jun 12, 2019 | Jun 12, 2019 | Common Shares | 1,303 | 1,303 | D |
| Option Common Shares | $111.86 | holding | — | — | — | May 29, 2018 | Mar 19, 2025 | Common Shares | 1,666 | 1,666 | D |
| Option Common Shares | $111.86 | holding | — | — | — | Jun 15, 2017 | Mar 19, 2025 | Common Shares | 3,334 | 3,334 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.