SEC Form 4 · accession 0001127602-18-020539
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark T Smucker
Officer — President and CEO · Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 6, 2018 | F | 2,342 | $105.45 | D | 88,693 | D | |
| Common SharesF2 | holding | — | — | — | 5,805 | I | By 401(k) | |
| Common SharesF3,F4 | holding | — | — | — | 3,204 | I | By Daughter | |
| Common SharesF3,F4 | holding | — | — | — | 5,179 | I | By Son | |
| Common SharesF3,F4 | holding | — | — | — | 3,469 | I | By Wife | |
| Common SharesF5 | holding | — | — | — | 50,000 | I | by GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.
- F2This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
- F3I disclaim beneficial ownership of these shares.
- F4This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.
- F5These shares were previously reported as directly beneficially owned but were contributed to a grantor retained annuity trust on August 28, 2017.