SEC Form 4 · accession 0001127602-18-019379
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lemmon
Officer — President, Canada, Intl, AFH
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option Common SharesF1 | $111.86 | May 29, 2018 | A | 1,666 | A | May 29, 2018 | Mar 19, 2025 | Common Shares | 1,666 | 1,666 | D |
| Option Common Shares | $111.86 | holding | — | — | — | Jun 15, 2017 | Mar 19, 2025 | Common Shares | 3,334 | 3,334 | D |
Explanation of responses
- F1On March 19, 2015, the reporting person was granted a performance-based non-statutory stock option to purchase 10,000 shares of common stock. The option vests in 3 equal annual installments based 50% on the Company's achievement of "synergy realization" performance objectives and 50% on the Company's achievement of EBITDA performance objectives for each of the fiscal years ending April 30, 2016, 2017, and 2018. The "synergy realization" objective for the fiscal year ending April 30, 2018 was met, resulting in vesting of one-sixth of the total shares subject to the option.