SEC Form 4 · accession 0001127602-18-016264
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Belgya
Officer — Vice Chair and CFO
Period of report
Dec 19, 2017
Accepted (ET)
May 3, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Dec 19, 2017 | G | 100 | $0.00 | D | 52,420 | D | |
| Common SharesF1 | Dec 19, 2017 | G | 100 | $0.00 | A | 525 | I | by Daughter-Karli |
| Common Shares | Dec 19, 2017 | G | 100 | $0.00 | D | 52,320 | D | |
| Common SharesF1 | Dec 19, 2017 | G | 100 | $0.00 | A | 525 | I | by Daughter-Kristi |
| Common Shares | Dec 20, 2017 | G | 1,000 | $0.00 | D | 51,320 | D | |
| Common SharesF2 | May 1, 2018 | F | 3,117 | $114.39 | D | 48,203 | D | |
| Common SharesF3 | holding | — | — | — | 9,655 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1I disclaim beneficial ownership of these shares.
- F2Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.
- F3This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.