SEC Form 4 · accession 0001127602-17-025944
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P Smucker
Director · Other
Period of report
Aug 14, 2017
Accepted (ET)
Aug 17, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 14, 2017 | J | 19 | $122.55 | D | 0 | I | By 401(k) |
| Common Shares | holding | — | — | — | 549,887 | D | ||
| Common SharesF2 | holding | — | — | — | 66,093 | I | By Wife | |
| Common SharesF2 | holding | — | — | — | 95,845 | I | By Wife as Trustee fbo Children | |
| Common SharesF2 | holding | — | — | — | 17,143 | I | By Wife As Trustee fbo Grandchildren | |
| Common Shares | holding | — | — | — | 477,798 | I | Co-trustee Fbo Self | |
| Common SharesF2 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Sister |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 14, 2017, the administrator of the Company's 401(k) plan sold, without direction from the reporting person as to the date of said sale, 18.929 common shares held in the reporting person's account for cash pursuant to the 401(k) plan's de minimis holdings policy with respect to terminated participants. The reporting person's prior holdings of common shares within the Company's 401(k) plan were previously distributed in connection with the reporting person's termination from the plan and are now held directly by the reporting person.
- F2I disclaim beneficial ownership of these shares.