SEC Form 5 · accession 0001127602-17-021121
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Smucker
Officer — Executive Chairman · Director
Period of report
Apr 30, 2017
Accepted (ET)
Jun 9, 2017 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jun 29, 2016 | G | 3,500 | $0.00 | D | 636,365 | D | |
| Common Shares | Jun 29, 2016 | G | 1,750 | $0.00 | D | 636,365 | D | |
| Common Shares | Jun 23, 2016 | G | 380 | $0.00 | D | 636,365 | D | |
| Common SharesF1 | Jun 23, 2016 | G | 380 | $0.00 | A | 85,111 | I | by Wife as Trustee for the Benefit of Grandchildren |
| Common SharesF2 | Feb 28, 2012 | P | 5,000 | $74.668 | A | 636,365 | D | |
| Common Shares | Jun 27, 2016 | G | 20,000 | $0.00 | D | 636,365 | D | |
| Common SharesF3 | holding | — | — | — | 9,424 | I | By 401(k) | |
| Common SharesF4 | holding | — | — | — | 13,384 | I | By Esop | |
| Common SharesF1 | holding | — | — | — | 477,796 | I | By Trust Fbo Daughter | |
| Common SharesF1 | holding | — | — | — | 100,000 | I | By Wife | |
| Common SharesF1 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Brother | |
| Common SharesF1 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Sister |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1I disclaim beneficial ownership of these shares.
- F2The number of shares reported in Column 5 is the number of shares beneficially owned as of the date of this filing and takes into account transactions reported on Form 4 and Form 5 since the date of the transaction reported herein.
- F3This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
- F4This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.