SEC Form 4 · accession 0001127602-16-061961
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Lemmon
Officer — President, Canada
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Sep 1, 2016 | A | 1,900 | A | Sep 1, 2026 | Sep 1, 2026 | Common Shares | 1,900 | 1,900 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Jun 7, 2017 | Jun 7, 2017 | Common Shares | 2,595 | 2,595 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Jun 6, 2018 | Jun 6, 2018 | Common Shares | 2,189 | 2,189 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Jun 12, 2019 | Jun 12, 2019 | Common Shares | 1,303 | 1,303 | D |
| Restricted Stock Units | $0.00 | holding | — | — | — | Jun 8, 2020 | Jun 8, 2020 | Common Shares | 2,380 | 2,380 | D |
Explanation of responses
- F1Special one-time grant of restricted stock, which becomes unrestricted upon the tenth anniversary of the grant date, under The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan in connection with the harmonization of officer retirement benefits.