SEC Form 5 · accession 0001127602-16-055537
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard K Smucker
Officer — Executive Chairman · Director
Period of report
Apr 30, 2016
Accepted (ET)
Jun 14, 2016 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Sep 10, 2015 | G | 5,200 | $0.00 | D | 634,203 | D | |
| Common Shares | holding | — | — | — | 8,855 | I | By 401(k) | |
| Common Shares | holding | — | — | — | 12,751 | I | By Esop | |
| Common SharesF1 | holding | — | — | — | 477,796 | I | By Trust Fbo Daughter | |
| Common SharesF1 | holding | — | — | — | 100,000 | I | By Wife | |
| Common SharesF1 | holding | — | — | — | 84,731 | I | by Wife as Trustee for the Benefit of Grandchildren | |
| Common SharesF1 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Brother | |
| Common SharesF1 | holding | — | — | — | 477,798 | I | Co-trustee Fbo Sister |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1I disclaim beneficial ownership of these shares.