SEC Form 4 · accession 0001127602-16-055340

J M SMUCKER Co · SJM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chair and CFO

Period of report

Jun 8, 2016

Accepted (ET)

Jun 10, 2016 · 5:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000091419

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares^F1	Jun 8, 2016	A	11,645	$0.00	A	51,320	D
Common Shares^F2	Jun 8, 2016	F	2,254	$132.46	D	39,675	D
Common Shares^F3	holding	—	—		—	4,814	I	By 401(k)
Common Shares^F4	holding	—	—		—	425	I	by Daughter-Karli
Common Shares^F4	holding	—	—		—	425	I	by Daughter-Kristi
Common Shares^F5	holding	—	—		—	4,189	I	By Esop

No Table II lines on this filing.

F1Restricted stock and restricted stock units granted pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan generally become unrestricted upon the fourth anniversary of the grant date. The Plan also provides that restricted stock and restricted stock units will vest immediately when a participant reaches the age of 60 and the participant has at least 10 years of service with the Company, although 50% of any such restricted stock awards continue to be subject to a 4-year retention period even in the event of retirement.
F2Smucker common shares withheld by the Company to satisfy tax liability upon the vesting of restricted stock or restricted stock units, pursuant to The J. M. Smucker Company 2010 Equity and Incentive Compensation Plan.
F3This amount includes shares acquired under (i) the Company's 401(k) plan since the date of the reporting person's last ownership report and (ii) the Company's dividend reinvestment plan as administered by its transfer agent.
F4I disclaim beneficial ownership of these shares.
F5This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.