SEC Form 4 · accession 0001127602-15-028682
J M SMUCKER Co · SJM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Shumate
Director
Period of report
Oct 1, 2015
Accepted (ET)
Oct 5, 2015 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091419
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | $0.00 | Oct 1, 2015 | A | 1,057 | A | — | — | Common Shares | 1,057 | 10,005 | D |
Explanation of responses
- F1Deferred Stock Units are payable at a rate of 1-for-1 following termination of services as a Director.
- F2This amount includes shares acquired under the Company's dividend reinvestment plan, as administered by its transfer agent.