SEC Form 4 · accession 0001739481-18-000039
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Lataille
Officer — Chief Financial Officer
Period of report
Aug 30, 2018
Accepted (ET)
Sep 4, 2018 · 3:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF1 | Aug 30, 2018 | S | 2,129 | $35.60 | D | 73,750 | I | In Trust |
| Common Stock, $.01 Par ValueF2 | Aug 30, 2018 | S | 5,853 | $36.58 | D | 67,897 | I | In Trust |
| Common Stock, $.01 Par ValueF3 | Aug 30, 2018 | S | 200 | $37.09 | D | 67,697 | I | In Trust |
| Common Stock, $.01 Par ValueF4,F5 | Aug 31, 2018 | S | 2,366 | $35.01 | D | 65,331 | I | In Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.50 to $35.80, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.9501, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.00 to $37.175, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F4The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.35, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F5The reporting person also owns 9,786 shares of UFP Technologies, Inc. directly.