SEC Form 4 · accession 0001739481-18-000024
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc D Kozin
Director
Period of report
May 14, 2018
Accepted (ET)
May 16, 2018 · 3:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | May 14, 2018 | M | 2,615 | $12.37 | A | 23,336 | D | |
| Common Stock, $.01 Par Value | May 14, 2018 | M | 4,500 | $10.14 | A | 27,836 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.37 | May 14, 2018 | M | 2,615 | D | Jun 4, 2008 | Jun 4, 2018 | Common Stock, $.01 Par Value | 2,615 | 0 | D |
| Stock Option (right to buy) | $10.14 | May 14, 2018 | M | 4,500 | D | Jul 1, 2008 | Jun 29, 2018 | Common Stock, $.01 Par Value | 4,500 | 0 | D |