SEC Form 4 · accession 0001240679-17-000009
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Oberdorf
Director
Period of report
Mar 28, 2017
Accepted (ET)
Mar 29, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Mar 28, 2017 | M | 5,000 | $5.06 | A | 40,980 | D | |
| Common Stock, $.01 Par Value | Mar 28, 2017 | M | 3,500 | $5.19 | A | 44,480 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $5.06 | Mar 28, 2017 | M | 5,000 | D | Jun 6, 2007 | Jun 6, 2017 | Common Stock, $.01 Par Value | 5,000 | 0 | D |
| Stock Option (right to buy) | $5.19 | Mar 28, 2017 | M | 3,500 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock, $.01 Par Value | 3,500 | 0 | D |