SEC Form 4/A · accession 0001240679-17-000005
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Daniel J Shaw
Officer — Vice President
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF1 | Feb 21, 2017 | A | 1,518 | $0.00 | A | 16,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents stock unit awards granted on February 21, 2017, under the issuer's 2003 Incentive Plan the vesting under which is soley time-based, that are to be settled solely in shares of common stock. The units vest with respect to one-third of the shares on March 1, 2019 and with respect to an additional one-third on each of March 1, 2020 and 2021, so long as the recipient is in the continuous employ of the Issuer through each such respective vesting date.