SEC Form 4 · accession 0001240679-16-000072
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Lataille
Officer — Chief Financial Officer
Period of report
Aug 8, 2016
Accepted (ET)
Dec 6, 2016 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF1 | Aug 8, 2016 | G | 84,396 | $0.00 | D | 8,276 | D | |
| Common Stock, $.01 Par ValueF1 | Aug 8, 2016 | G | 84,396 | $0.00 | A | 84,396 | I | by Trust |
| Common Stock, $.01 Par Value | Dec 2, 2016 | S | 387 | $25.00 | D | 84,009 | I | by Trust |
| Common Stock, $.01 Par ValueF2 | Dec 5, 2016 | S | 10,975 | $25.06 | D | 73,034 | I | by Trust |
| Common Stock, $.01 Par Value | Dec 6, 2016 | S | 361 | $25.00 | D | 72,673 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 8, 2016, the reporting person transferred 84,396 directly owned shares of UFP Technologies, Inc. common stock to the Ronald J. Lataille Trust, of which the reporting person and his spouse are trustees and beneficiaries.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.30, inclusive. The reporting person undertakes to provide to UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.