SEC Form 4 · accession 0001240679-15-000026
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Gestal
Director
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Nov 20, 2015 | M | 1,634 | $4.23 | A | 4,963 | D | |
| Common Stock, $.01 Par Value | Nov 20, 2015 | M | 1,920 | $9.09 | A | 6,883 | D | |
| Common Stock, $.01 Par Value | Nov 20, 2015 | S | 2,241 | $23.77 | D | 4,642 | D | |
| Common Stock, $.01 Par Value | Nov 20, 2015 | S | 300 | $23.50 | D | 4,342 | D | |
| Common Stock, $.01 Par Value | Nov 20, 2015 | S | 1,013 | $23.29 | D | 3,329 | D | |
| Common Stock, $.01 Par Value | Nov 23, 2015 | M | 987 | $9.09 | A | 4,316 | D | |
| Common Stock, $.01 Par Value | Nov 23, 2015 | S | 987 | $23.50 | D | 3,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $4.23 | Nov 20, 2015 | M | 1,634 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock, $.01 Par Value | 1,634 | 0 | D |
| Stock Option (Right to Buy) | $9.09 | Nov 20, 2015 | M | 1,920 | D | Jun 9, 2010 | Jun 9, 2020 | Common Stock, $.01 Par Value | 1,920 | 987 | D |
| Stock Option (Right to Buy) | $9.09 | Nov 23, 2015 | M | 987 | D | Jun 9, 2010 | Jun 9, 2020 | Common Stock, $.01 Par Value | 987 | 0 | D |