SEC Form 4 · accession 0001240679-15-000025
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth L Gestal
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 20, 2015 · 2:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Nov 18, 2015 | M | 3,500 | $5.19 | A | 6,829 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | M | 1,846 | $12.37 | A | 8,675 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | M | 3,500 | $10.14 | A | 12,175 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | M | 1,142 | $4.13 | A | 13,317 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | S | 1,730 | $24.00 | D | 11,587 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | S | 258 | $23.81 | D | 11,329 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | S | 2,300 | $23.74 | D | 9,029 | D | |
| Common Stock, $.01 Par Value | Nov 18, 2015 | S | 5,700 | $23.57 | D | 3,329 | D | |
| Common Stock, $.01 Par Value | Nov 19, 2015 | M | 1,866 | $4.23 | A | 5,195 | D | |
| Common Stock, $.01 Par Value | Nov 19, 2015 | M | 3,593 | $4.13 | A | 8,788 | D | |
| Common Stock, $.01 Par Value | Nov 19, 2015 | S | 5,459 | $23.78 | D | 3,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.19 | Nov 18, 2015 | M | 3,500 | D | Jul 2, 2007 | Jul 2, 2017 | Common Stock, $.01 Par Value | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $12.37 | Nov 18, 2015 | M | 1,846 | D | Jun 4, 2008 | Jun 4, 2018 | Common Stock, $.01 Par Value | 1,846 | 0 | D |
| Stock Option (Right to Buy) | $10.14 | Nov 18, 2015 | M | 3,500 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock, $.01 Par Value | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $4.13 | Nov 18, 2015 | M | 1,142 | D | Jun 3, 2009 | Jun 3, 2019 | Common Stock, $.01 Par Value | 1,142 | 3,593 | D |
| Stock Option (Right to Buy) | $4.13 | Nov 19, 2015 | M | 3,593 | D | Jun 3, 2009 | Jun 3, 2019 | Common Stock, $.01 Par Value | 3,593 | 0 | D |
| Stock Option (Right to Buy) | $4.23 | Nov 19, 2015 | M | 1,866 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock, $.01 Par Value | 1,866 | 1,634 | D |