SEC Form 4 · accession 0001033284-18-000042

UFP TECHNOLOGIES INC · UFPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Apr 18, 2018

Accepted (ET)

Apr 20, 2018 · 2:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000914156

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $.01 Par Value	Apr 18, 2018	M	702	$21.67	A	13,253	D
Common Stock, $.01 Par Value^F1	Apr 18, 2018	S	702	$32.09	D	12,551	D
Common Stock, $.01 Par Value	Apr 19, 2018	M	200	$21.67	A	12,751	D
Common Stock, $.01 Par Value	Apr 19, 2018	S	200	$32.00	D	12,551	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock, $.01 Par Value^F3	$21.67	Apr 18, 2018	M	702	D	—	Sep 12, 2018	Common Stock, $.01 Par Value	702	20,820	D
Common Stock, $.01 Par Value^F3	$21.67	Apr 19, 2018	M	200	D	—	Sep 12, 2018	Common Stock, $.01 Par Value	200	20,620	D

F1The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.20, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
F3The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.