SEC Form 4 · accession 0001033284-18-000038

UFP TECHNOLOGIES INC · UFPT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice President

Period of report

Apr 17, 2018

Accepted (ET)

Apr 18, 2018 · 4:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000914156

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $.01 Par Value	Apr 17, 2018	M	5,599	$21.67	A	18,150	D
Common Stock, $.01 Par Value^F1	Apr 17, 2018	S	3,599	$32.07	D	14,551	D
Common Stock, $.01 Par Value^F2	Apr 17, 2018	S	2,000	$33.24	D	12,551	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock, $.01 Par Value^F4	$21.67	Apr 17, 2018	M	5,599	D	—	Sep 12, 2018	Common Stock, $.01 Par Value	5,599	21,522	D

F1The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $33.00 to $33.48, inclusive.
F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.
F4The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.