SEC Form 4 · accession 0001033284-18-000004
UFP TECHNOLOGIES INC · UFPT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W Pierce Jr.
Director
Period of report
Feb 6, 2018
Accepted (ET)
Feb 7, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par ValueF2 | Feb 6, 2018 | M | 1,060 | $12.37 | A | 39,150 | D | |
| Common Stock, $.01 Par ValueF2 | Feb 6, 2018 | M | 3,500 | $10.14 | A | 42,650 | D | |
| Common Stock, $.01 Par ValueF1 | Feb 6, 2018 | M | 4,734 | $4.13 | A | 47,384 | D | |
| Common Stock, $.01 Par ValueF1 | Feb 6, 2018 | M | 3,500 | $4.23 | A | 50,884 | D | |
| Common Stock, $.01 Par ValueF1 | Feb 6, 2018 | M | 2,907 | $9.09 | A | 53,791 | D | |
| Common Stock, $.01 Par ValueF1 | Feb 6, 2018 | M | 3,500 | $9.25 | A | 57,291 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $12.37 | Feb 6, 2018 | M | 1,060 | D | Jun 4, 2008 | Jun 4, 2018 | Common Stock, $.01 Par Value | 1,060 | 0 | D |
| Stock Option (Right to Buy) | $10.14 | Feb 6, 2018 | M | 3,500 | D | Jul 1, 2008 | Jul 1, 2018 | Common Stock, $.01 Par Value | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $4.13 | Feb 6, 2018 | M | 4,734 | D | Jun 3, 2009 | Jun 3, 2019 | Common Stock, $.01 Par Value | 4,734 | 0 | D |
| Stock Option (Right to Buy) | $4.23 | Feb 6, 2018 | M | 3,500 | D | Jul 1, 2009 | Jul 1, 2019 | Common Stock, $.01 Par Value | 3,500 | 0 | D |
| Stock Option (Right to Buy) | $9.09 | Feb 6, 2018 | M | 2,907 | D | Jun 9, 2010 | Jun 9, 2020 | Common Stock, $.01 Par Value | 2,907 | 0 | D |
| Stock Option (Right to Buy) | $9.25 | Feb 6, 2018 | M | 3,500 | D | Jul 1, 2010 | Jul 1, 2020 | Common Stock, $.01 Par Value | 3,500 | 0 | D |
Explanation of responses
- F1Represents shares issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan
- F2Represents shares issued under the issuer's 1998 Directors Stock Option Incentive Plan