SEC Form 4 · accession 0000914139-17-000106
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Parker
Officer — Chief Executive Officer · Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 31, 2017 | M | 25,000 | — | A | 285,573 | D | |
| Common stockF2 | Aug 31, 2017 | F | 6,838 | $1.92 | D | 278,735 | D | |
| Common stock | holding | — | — | — | 6,687 | I | Shares held by children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stockF1 | — | Aug 31, 2017 | M | 25,000 | D | Aug 31, 2017 | — | Common Stock | 25,000 | 75,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU.