SEC Form 4 · accession 0000914139-17-000101
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory S Rawlins
Officer — CTO (Heathrow)
Period of report
Aug 31, 2017
Accepted (ET)
Sep 5, 2017 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 31, 2017 | M | 12,500 | — | A | 12,500 | D | |
| Common stockF2 | Aug 31, 2017 | F | 3,419 | $1.92 | D | 9,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stockF1 | — | Aug 31, 2017 | M | 12,500 | D | Aug 31, 2017 | — | Common stock | 12,500 | 37,500 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU.