SEC Form 4 · accession 0000914139-17-000091
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Greene Sterne
Director
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1,F2 | Aug 15, 2017 | M | 20,000 | — | A | 48,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to buy)F3 | $1.98 | Aug 15, 2017 | A | 96,735 | A | Aug 15, 2018 | Aug 15, 2024 | Common stock | 96,735 | 96,735 | D |
| Restricted stock unitsF1 | — | Aug 15, 2017 | M | 20,000 | D | Aug 15, 2017 | — | Common stock | 20,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares granted on August 15, 2016 in accordance with director equity compensation program.
- F3Grant awarded in accordance with the director equity compensation program for the 2017 - 2018 board service and vests in full on August 15, 2018.