SEC Form 4 · accession 0000914139-17-000030
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Parker
Officer — Chief Executive Officer · Director
Period of report
Sep 1, 2015
Accepted (ET)
May 10, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2015 | S | 4,021 | $1.70 | D | 3,332 | I | Shares owned by J. Parker through 401 (k) plan |
| Common StockF1 | Dec 11, 2015 | S | 1,331 | $1.35 | D | 2,001 | I | Shares owned by J. Parker through 401 (k) plan |
| Common StockF1 | Oct 13, 2016 | S | 1,218 | $3.84 | D | 783 | I | Shares owned by J. Parker through 401 (k) plan |
| Common StockF1 | Nov 7, 2016 | S | 739 | $3.53 | D | 44 | I | Shares owned by J. Parker through 401 (k) plan |
| Common StockF1 | May 2, 2017 | S | 42 | $2.07 | D | 2 | I | Shares owned by J. Parker through 401 (k) plan |
| Common Stock | holding | — | — | — | 245,863 | D | ||
| Common StockF2 | holding | — | — | — | 6,687 | I | Shares held by minor child |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Distributions from 401(k) plan unknowingly triggered prorated sales of an aggregate of 7,351 shares of ParkerVision common stock held in 401 (k).
- F2Indirect ownership excludes shares held by two of Mr. Parker's adult children.
Remarks
No short swing profits were recognized as a result of these transactions.