SEC Form 4 · accession 0000914139-16-000102
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Sorrells
Officer — Chief Technical Officer · Director
Period of report
Sep 1, 2016
Accepted (ET)
Sep 6, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2016 | M | 12,500 | — | A | 33,319 | D | |
| Common StockF2 | Sep 1, 2016 | F | 3,307 | $4.69 | D | 30,012 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1 | — | Sep 1, 2016 | M | 12,500 | D | Sep 1, 2016 | — | Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU.