SEC Form 4 · accession 0000914139-16-000084
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nam P Suh
Director
Period of report
Aug 3, 2016
Accepted (ET)
Aug 17, 2016 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 15, 2016 | M | 20,000 | — | A | 26,665 | D | |
| Common Stock | Aug 3, 2016 | G | 2,600 | $6.09 | D | 24,065 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units (RSUs)F1,F2 | — | Aug 15, 2016 | M | 20,000 | D | — | — | Common Stock | 20,000 | 20,000 | D |
| Restricted Stock Units (RSUs)F1,F2 | — | Aug 15, 2016 | A | 40,000 | A | — | — | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares granted on August 15, 2016 in accordance with director equity compensation program. 50% of shares vest on August 15, 2016 for 2015/2016 board service and 50% vest on August 15, 2017 for 2016/2017 board service.