SEC Form 4 · accession 0000914139-15-000037
PARKERVISION INC · PRKR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Parker
Officer — Chief Executive Officer · Director
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914139
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 15, 2015 | M | 300,000 | — | A | 2,403,274 | D | |
| Common StockF2 | Jul 15, 2015 | F | 79,350 | $0.38 | D | 2,323,924 | D | |
| Common Stock | holding | — | — | — | 196,839 | I | Shares held by children | |
| Common Stock | holding | — | — | — | 73,532 | I | Shares held in ParkerVision 401K |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jul 15, 2015 | M | 300,000 | D | — | — | Common Stock | 300,000 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) entitles the holder to one share of PRKR common stock upon vesting.
- F2Shares withheld by ParkerVision as payment of tax liability incurred upon vesting of RSU.
- F3Shares vested on July 15, 2015 and were delivered to the reporting person promptly after vesting.