SEC Form 4 · accession 0001596771-17-000027
MIDDLEBURG FINANCIAL CORP · MBRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Sokol
10% Owner
Period of report
Apr 1, 2017
Accepted (ET)
Apr 3, 2017 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914138
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2017 | U | 1,940,012 | — | D | 0 | D | |
| Common StockF1 | Apr 1, 2017 | U | 162,996 | — | D | 0 | I | By IRAs |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock of Middleburg Financial Corporation ("Middleburg") were disposed of pursuant to the Agreement and Plan of Reorganization, dated as of October 21, 2016, between Access National Corporation ("Access") and Middleburg, pursuant to which Middleburg will merge with and into Access. The reporting person acquired 1.3314 shares of Access National Corporation in exchange for each share of common stock of Middleburg in the transaction.