SEC Form 4 · accession 0000914122-19-000003
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark A Zorko
Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 14, 2019 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 10, 2019 | M | 7,100 | $6.19 | A | 7,100 | D | |
| Common Stock | Jan 11, 2019 | M | 2,900 | $6.19 | A | 10,000 | D | |
| Common Stock | Jan 11, 2019 | M | 2,500 | $6.885 | A | 12,500 | D | |
| Common StockF1 | Jan 10, 2019 | S | 7,100 | $8.5657 | D | 5,400 | D | |
| Common StockF2 | Jan 11, 2019 | S | 2,900 | $8.5314 | D | 2,500 | D | |
| Common StockF2 | Jan 11, 2019 | S | 2,500 | $8.5314 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $6.19 | Jan 10, 2019 | M | 7,100 | D | Jan 10, 2019 | Mar 31, 2019 | Common Stock | 7,100 | 2,900 | I |
| Common Stock | $6.885 | Jan 11, 2019 | M | 2,500 | D | Jan 11, 2019 | May 31, 2019 | Common Stock | 2,500 | 0 | I |
| Common Stock | $6.19 | Jan 11, 2019 | M | 2,900 | D | Jan 10, 2019 | Mar 31, 2019 | Common Stock | 2,900 | 0 | I |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.67. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- F2The price in Column 4 is a weighted average price. The prices actually received ranged from $8.50 to $8.55. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.