SEC Form 4 · accession 0000914122-18-000050
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Mansfield
Officer — President and CEO · Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 27, 2018 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 27, 2018 | M | 21,250 | $9.45 | A | 30,388 | D | |
| Common StockF1 | Jun 27, 2018 | S | 5,398 | $9.025 | D | 24,990 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF2,F3 | — | Jun 27, 2018 | M | 21,250 | D | — | — | Restricted Shares | 21,250 | 95,896 | D |
Explanation of responses
- F1Shares exercised as a sell-to-cover for tax on vested Restricted Shares
- F2Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit
- F3Restricted shares vested on 06/22/2018