SEC Form 4 · accession 0000914122-18-000044
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Mansfield
Officer — President and CEO · Director
Period of report
Jun 14, 2018
Accepted (ET)
Jun 18, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 9,138 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF1,F2 | — | Jun 14, 2018 | A | 53,396 | A | — | — | Restricted Shares | 53,396 | 117,146 | D |
Explanation of responses
- F1Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit
- F2Vesting schedule: 1/3 of the grant will vest at each anniversary of the grant date, over the next three years