SEC Form 4 · accession 0000914122-16-000075
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Unger
Director
Period of report
Jun 28, 2016
Accepted (ET)
Jun 29, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 28, 2016 | M | 6,271 | $7.11 | A | 481,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | $7.11 | Jun 28, 2016 | M | 6,271 | D | — | — | Common stock | 6,271 | 0 | D |
Explanation of responses
- F1Deferred share units are payable upon separation from the Company. Mr. Unger did not stand for reelection to the Board.
- F2Deferred stock units reported as disposed herein were settled for shares of the issuer's stock