SEC Form 4 · accession 0000914122-16-000072
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fati A Elgendy
Officer — Vice President
Period of report
Jun 20, 2016
Accepted (ET)
Jun 22, 2016 · 5:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 20, 2016 | M | 500 | $7.17 | A | 61,050 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF3,F1,F2 | — | Jun 20, 2016 | M | 500 | D | — | — | Common stock | 500 | 3,500 | D |
Explanation of responses
- F1Each restricted stock represents a contingent right to receive one share of the issuer's common stock.
- F2restricted stock units vested 6/20/2016
- F3The restricted stock unit reported as disposed herein were settled for shares of the issuer's stock