SEC Form 4 · accession 0000914122-16-000057
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Schmidt
Officer — VP And CFO
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted StockF1,F2 | — | May 13, 2016 | A | 7,288 | A | — | — | Common Stock | 7,288 | 53,242 | D |
Explanation of responses
- F1Each restricted stock unit (which has voting rights) represents the contingent right to receive one share of common stock upon vesting of the unit.
- F2Vesting is the earlier of a change of control or two years from date of issue.