SEC Form 4 · accession 0000914122-16-000049
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Barrie
Director
Period of report
Apr 8, 2016
Accepted (ET)
Apr 20, 2016 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Apr 8, 2016 | M | 1,920 | $7.09 | A | 1,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F1 | $7.09 | Apr 8, 2016 | M | 1,920 | D | — | — | Common stock | 1,920 | 11,518 | D |
Explanation of responses
- F1Deferred share units are payable because the Deferred Stock Plan was terminated. Any Deferred shares still owned are from the 2013 Omnibus plan
- F2Deferred stock units reported as disposed herein were settled for shares of the issuer's stock