SEC Form 4 · accession 0000914122-15-000037
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fati A Elgendy
Officer — Vice President
Period of report
Dec 22, 2015
Accepted (ET)
Dec 28, 2015 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Dec 22, 2015 | M | 3,750 | $6.882 | A | 54,300 | D | |
| Common stock | Dec 22, 2015 | M | 1,250 | $6.22 | A | 55,550 | D | |
| Common stock | Dec 22, 2015 | M | 5,000 | $6.885 | A | 60,550 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option Right to BuyF1 | $6.882 | Dec 22, 2015 | M | 3,750 | D | — | May 31, 2022 | Common stock | 3,750 | 36,500 | D |
| Stock Option Right to Buy | $6.095 | Dec 22, 2015 | M | 1,250 | D | Jun 23, 2014 | May 31, 2020 | Common stock | 1,250 | 35,250 | D |
| Stock Option Right to BuyF2 | $6.885 | Dec 22, 2015 | M | 5,000 | D | — | May 31, 2019 | Common stock | 5,000 | 30,250 | D |
Explanation of responses
- F11,250 option vested on each date 6/28/2013, 6/28/2014 and 6/28/2015
- F2The options vested in four equal installments on June 23, 2010, 2011, 2012 and 2013