SEC Form 4 · accession 0000914122-15-000028
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karl J Schmidt
Officer — VP and CFO
Period of report
Jun 26, 2015
Accepted (ET)
Jun 30, 2015 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 26, 2015 | M | 3,375 | $6.20 | A | 14,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stockF3,F1,F2 | — | Jun 26, 2015 | M | 3,375 | D | — | — | Common stock | 3,375 | 24,155 | D |
Explanation of responses
- F1Each restricted stock represents a contingent right to receive one share of the issuer's common stock.
- F2restricted stock vested 6/27/2015 (a Saturday use 6/26/2015)
- F3The restricted stock reported as disposed herein were settled for shares of the issuer's stock