SEC Form 4 · accession 0000914122-15-000020
Perma-Pipe International Holdings, Inc. · PPIH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley E Mautner
Officer — President and CEO · Director
Period of report
Jun 17, 2015
Accepted (ET)
Jun 25, 2015 · 8:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914122
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 17, 2015 | M | 5,354 | $6.37 | A | 378,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stockF3,F1,F2 | — | Jun 17, 2015 | F | 2,417 | D | — | — | Common stock | 2,417 | 23,708 | D |
| Restricted stockF4,F1,F2 | — | Jun 17, 2015 | M | 5,354 | D | — | — | Common stock | 5,354 | 18,354 | D |
Explanation of responses
- F1Each restricted stock represents a contingent right to receive one share of the issuer's common stock.
- F2restricted stock vested 6/17/2015
- F3The shares of common stock underlying the restricted stock reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of restricted stock.
- F4The restricted stock reported as disposed herein were settled for shares of the issuer's stock.