SEC Form 4 · accession 0001463252-18-000034
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greggory C Hammann
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 4, 2018 · 5:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 31, 2018 | S | 1,100 | $73.20 | D | 18,634 | D | |
| COMMON STOCK | May 31, 2018 | S | 900 | $73.19 | D | 17,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 2 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 2 | 4,291 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 200 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 200 | 4,091 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 1 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 1 | 4,090 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 200 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 200 | 3,890 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 100 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 100 | 3,790 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 200 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 200 | 3,590 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 100 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 100 | 3,490 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 237 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 237 | 3,253 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 100 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 100 | 3,153 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 100 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 100 | 3,053 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 50 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 50 | 3,003 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 50 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 50 | 2,953 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 600 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 600 | 2,353 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 1,700 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 1,700 | 653 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | May 31, 2018 | M | 653 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 653 | 0 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.