SEC Form 4 · accession 0001463252-18-000031
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shantanu Sarkar
Officer — TOP DEVELOPMENT ENGINEERING EX
Period of report
May 10, 2018
Accepted (ET)
May 14, 2018 · 5:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | May 10, 2018 | A | 1,201 | $0.00 | A | 16,946 | D | |
| COMMON STOCKF2 | May 10, 2018 | F | 416 | $67.17 | D | 16,530 | D | |
| COMMON STOCKF3 | May 10, 2018 | F | 618 | $67.17 | D | 15,912 | D | |
| COMMON STOCKF4 | May 10, 2018 | A | 5,955 | $0.00 | A | 21,867 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the vesting of performance stock unit shares.
- F2Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of performance stock unit shares.
- F3Represents shares withheld by Plantronics, Inc. to satisfy tax withholding obligations that arose upon the vesting of restricted stock award shares.
- F4Represents a Restricted Stock Unit Award which shall vest over 3 years on an annual basis subject to continued employment.