SEC Form 4 · accession 0001463252-18-000026
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marshall Mohr
Director
Period of report
May 8, 2018
Accepted (ET)
May 9, 2018 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 8, 2018 | M | 305 | $34.02 | A | 24,039 | D | |
| COMMON STOCK | May 8, 2018 | S | 305 | $66.5815 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 10 | $34.02 | A | 23,744 | D | |
| COMMON STOCK | May 8, 2018 | S | 10 | $66.5784 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 125 | $34.02 | A | 23,859 | D | |
| COMMON STOCK | May 8, 2018 | S | 125 | $66.5724 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 10 | $34.02 | A | 23,744 | D | |
| COMMON STOCK | May 8, 2018 | S | 10 | $66.54 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 100 | $34.02 | A | 23,834 | D | |
| COMMON STOCK | May 8, 2018 | S | 100 | $66.5291 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 200 | $34.02 | A | 23,934 | D | |
| COMMON STOCK | May 8, 2018 | S | 200 | $66.5262 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 90 | $34.02 | A | 23,824 | D | |
| COMMON STOCK | May 8, 2018 | S | 90 | $66.5227 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 79 | $34.02 | A | 23,813 | D | |
| COMMON STOCK | May 8, 2018 | S | 79 | $66.5226 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 100 | $34.02 | A | 23,834 | D | |
| COMMON STOCK | May 8, 2018 | S | 100 | $66.5225 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 244 | $34.02 | A | 23,978 | D | |
| COMMON STOCK | May 8, 2018 | S | 244 | $66.52 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 253 | $34.02 | A | 23,987 | D | |
| COMMON STOCK | May 8, 2018 | S | 253 | $66.5191 | D | 23,734 | D | |
| COMMON STOCK | May 8, 2018 | M | 1,484 | $34.02 | A | 25,218 | D | |
| COMMON STOCK | May 8, 2018 | S | 1,484 | $66.5123 | D | 23,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 305 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 305 | 2,695 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 10 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 10 | 2,685 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 125 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 125 | 2,560 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 10 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 10 | 2,550 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 2,450 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 200 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 200 | 2,250 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 90 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 90 | 2,160 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 79 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 79 | 2,081 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,981 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 244 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 244 | 1,737 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 253 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 253 | 1,484 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | May 8, 2018 | M | 1,484 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 1,484 | 0 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.