SEC Form 4 · accession 0001463252-18-000025
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pamela J Strayer
Officer — TOP FINANCIAL EXECUTIVE - CFO.
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | May 7, 2018 | M | 400 | $31.92 | A | 47,300 | D | |
| COMMON STOCK | May 7, 2018 | S | 400 | $66.3356 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 100 | $31.92 | A | 47,000 | D | |
| COMMON STOCK | May 7, 2018 | S | 100 | $66.33 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 100 | $31.92 | A | 47,000 | D | |
| COMMON STOCK | May 7, 2018 | S | 100 | $66.3249 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 200 | $31.92 | A | 47,100 | D | |
| COMMON STOCK | May 7, 2018 | S | 200 | $66.3201 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 300 | $31.92 | A | 47,200 | D | |
| COMMON STOCK | May 7, 2018 | S | 300 | $66.3011 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 200 | $31.92 | A | 47,100 | D | |
| COMMON STOCK | May 7, 2018 | S | 200 | $66.2973 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 100 | $31.92 | A | 47,000 | D | |
| COMMON STOCK | May 7, 2018 | S | 100 | $66.2873 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | M | 823 | $31.92 | A | 47,723 | D | |
| COMMON STOCK | May 7, 2018 | S | 823 | $66.25 | D | 46,900 | D | |
| COMMON STOCK | May 7, 2018 | S | 1,680 | $66.289 | D | 45,220 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 400 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 400 | 1,823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 100 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 100 | 1,723 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 100 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 100 | 1,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 200 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 200 | 1,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 300 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 300 | 1,123 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 200 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 200 | 923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 100 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 100 | 823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $31.92 | May 7, 2018 | M | 823 | D | Jul 16, 2013 | Jul 16, 2019 | COMMON STOCK | 823 | 0 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.