SEC Form 4 · accession 0001463252-18-000008
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 3:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 6,823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 6,723 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 6,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 6,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 6,223 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 6,123 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 5,823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 900 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 900 | 4,923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 4,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 4,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 4,323 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 600 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 600 | 3,723 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 3,523 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 3,323 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 3,123 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 2,923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 2,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 390 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 390 | 2,233 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 2,133 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 210 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 210 | 1,923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 1,823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 1,723 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 1,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 1,523 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 1,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 500 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 500 | 923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 823 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 523 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 423 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.