SEC Form 4 · accession 0001463252-18-000007
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph B Burton
Officer — CEO - CORPORATE - GLOBAL.CEO. · Director
Period of report
Feb 2, 2018
Accepted (ET)
Feb 6, 2018 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 2, 2018 | M | 23 | $35.16 | A | 89,704 | D | |
| COMMON STOCK | Feb 2, 2018 | S | 23 | $58.49 | D | 89,681 | D | |
| COMMON STOCK | Feb 2, 2018 | M | 100 | $35.16 | A | 89,781 | D | |
| COMMON STOCK | Feb 2, 2018 | S | 100 | $58.59 | D | 89,681 | D | |
| COMMON STOCK | Feb 2, 2018 | M | 100 | $35.16 | A | 89,781 | D | |
| COMMON STOCK | Feb 2, 2018 | S | 100 | $58.73 | D | 89,681 | D | |
| COMMON STOCK | Feb 2, 2018 | M | 100 | $35.16 | A | 89,781 | D | |
| COMMON STOCK | Feb 2, 2018 | S | 100 | $58.75 | D | 89,681 | D | |
| COMMON STOCK | Feb 2, 2018 | M | 100 | $35.16 | A | 89,781 | D | |
| COMMON STOCK | Feb 2, 2018 | S | 100 | $58.79 | D | 89,681 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 4 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 4 | 15,996 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 15,596 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 15,496 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 15,396 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 15,296 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 15,196 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 14,796 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 313 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 313 | 14,483 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 14,083 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 2,000 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 2,000 | 12,083 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 11,983 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 11,883 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 11,783 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 11,383 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 500 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 500 | 10,883 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 364 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 364 | 10,519 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 10,319 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 10,219 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 500 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 500 | 9,719 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 9,419 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 9,119 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 9,019 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 200 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 200 | 8,819 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 700 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 700 | 8,119 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 400 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 400 | 7,719 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 7,619 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 300 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 300 | 7,319 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 100 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 100 | 7,219 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 51 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 51 | 7,168 | D |
| Non-Qualified Stock Option (right to buy)F1 | $35.16 | Feb 2, 2018 | M | 145 | D | May 23, 2012 | May 23, 2018 | COMMON STOCK | 145 | 7,023 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.