SEC Form 4 · accession 0001463252-17-000054
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Hart
Director
Period of report
Nov 29, 2017
Accepted (ET)
Nov 30, 2017 · 7:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Nov 29, 2017 | S | 5,140 | $52.60 | D | 11,094 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 100 | $52.615 | D | 10,994 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 811 | $52.65 | D | 10,183 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 2,401 | $52.50 | D | 7,782 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 100 | $52.51 | D | 7,682 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 100 | $52.515 | D | 7,582 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 300 | $52.57 | D | 7,282 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 500 | $52.67 | D | 6,782 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 100 | $52.80 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 3,000 | $34.02 | A | 9,682 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 3,000 | $52.55 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 2,568 | $47.75 | A | 9,250 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 2,568 | $52.55 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 1,483 | $47.75 | A | 8,165 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 1,483 | $52.50 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 242 | $47.75 | A | 6,924 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 242 | $52.40 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 989 | $36.80 | A | 7,671 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 989 | $52.40 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 700 | $36.80 | A | 7,382 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 700 | $52.41 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 300 | $36.80 | A | 6,982 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 300 | $52.43 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 15 | $36.80 | A | 6,697 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 15 | $52.45 | D | 6,682 | D | |
| COMMON STOCK | Nov 29, 2017 | M | 2,234 | $36.80 | A | 8,916 | D | |
| COMMON STOCK | Nov 29, 2017 | S | 2,234 | $52.65 | D | 6,682 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Nov 29, 2017 | M | 3,000 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 3,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Nov 29, 2017 | M | 989 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 989 | 3,249 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Nov 29, 2017 | M | 700 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 700 | 2,549 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Nov 29, 2017 | M | 300 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 300 | 2,249 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Nov 29, 2017 | M | 15 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 15 | 2,234 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Nov 29, 2017 | M | 2,234 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 2,234 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | Nov 29, 2017 | M | 2,568 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 2,568 | 1,725 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | Nov 29, 2017 | M | 1,483 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 1,483 | 242 | D |
| Non-Qualified Stock Option (right to buy)F1 | $47.75 | Nov 29, 2017 | M | 242 | D | Aug 1, 2014 | Aug 1, 2020 | COMMON STOCK | 242 | 0 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.