SEC Form 4 · accession 0001463252-17-000027
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greggory C Hammann
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 15, 2017 | S | 100 | $54.01 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $53.95 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 311 | $34.02 | A | 16,695 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 311 | $53.85 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $53.80 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $53.83 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 89 | $34.02 | A | 16,473 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 89 | $53.89 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $54.23 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $54.33 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 100 | $34.02 | A | 16,484 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 100 | $54.37 | D | 16,384 | D | |
| COMMON STOCK | Feb 15, 2017 | M | 200 | $34.02 | A | 16,584 | D | |
| COMMON STOCK | Feb 15, 2017 | S | 200 | $54.32 | D | 16,384 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 15, 2017 | M | 344 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 344 | 31 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.21 | Feb 15, 2017 | M | 31 | D | Jul 27, 2011 | Jul 27, 2017 | COMMON STOCK | 31 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 15 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 15 | 2,985 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 400 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 400 | 2,585 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 72 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 72 | 2,513 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 2,413 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 394 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 394 | 2,019 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 6 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 6 | 2,013 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 413 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 413 | 1,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 1,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 311 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 311 | 789 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 689 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 589 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 89 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 89 | 500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 100 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 100 | 200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $34.02 | Feb 15, 2017 | M | 200 | D | Aug 5, 2012 | Aug 5, 2018 | COMMON STOCK | 200 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Feb 15, 2017 | M | 4,153 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 4,153 | 85 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.80 | Feb 15, 2017 | M | 85 | D | Aug 10, 2013 | Aug 10, 2019 | COMMON STOCK | 85 | 0 | D |
Explanation of responses
- F1This option shall become exercisable in installments cumulatively with respect to twenty-five percent (25%) of the Optioned Stock one year after the date of grant and as to an additional six and one-quarter percent (6.25%) of the Optioned Stock each three months thereafter, if on such dates Optionee has remained in Continuous Status as a Director, so that one hundred percent (100%) of the Optioned Stock shall be exercisable four years after the date of grant.