SEC Form 4 · accession 0001463252-17-000021
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — EXECUTIVE VICE CHAIRMAN
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 2:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 10, 2017 | M | 401 | $36.67 | A | 105,639 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 401 | $53.68 | D | 105,238 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 600 | $36.67 | A | 105,838 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 600 | $53.69 | D | 105,238 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 2,897 | $36.67 | A | 108,135 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 2,897 | $53.70 | D | 105,238 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 41 | $36.67 | A | 105,279 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 41 | $53.705 | D | 105,238 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 300 | $36.67 | A | 105,538 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 300 | $53.71 | D | 105,238 | D | |
| COMMON STOCK | Feb 10, 2017 | M | 100 | $36.67 | A | 105,338 | D | |
| COMMON STOCK | Feb 10, 2017 | S | 100 | $53.73 | D | 105,238 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 76,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 300 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 300 | 76,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 76,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 801 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 801 | 75,299 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 75,199 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 199 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 199 | 75,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 74,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 74,400 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 74,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 74,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 73,700 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 73,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 73,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 72,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 72,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 348 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 348 | 72,252 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 201 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 201 | 72,051 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 71,851 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 71,651 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 71,551 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 751 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 751 | 70,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 70,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 70,200 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 70,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 400 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 400 | 69,600 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 69,500 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 699 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 699 | 68,801 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 68,701 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 68,601 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 10, 2017 | M | 300 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 300 | 68,301 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.