SEC Form 4 · accession 0001463252-17-000016
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — EXECUTIVE VICE CHAIRMAN
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 9, 2017 | M | 800 | $36.67 | A | 106,038 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 800 | $53.43 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 500 | $36.67 | A | 105,738 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 500 | $53.425 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 1,090 | $36.67 | A | 106,328 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 1,090 | $53.42 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 700 | $36.67 | A | 105,938 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 700 | $53.41 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 100 | $36.67 | A | 105,338 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 100 | $53.405 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 1,080 | $36.67 | A | 106,318 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 1,080 | $53.40 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 300 | $36.67 | A | 105,538 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 300 | $53.39 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 200 | $36.67 | A | 105,438 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 200 | $53.38 | D | 105,238 | D | |
| COMMON STOCK | Feb 9, 2017 | M | 700 | $36.67 | A | 105,938 | D | |
| COMMON STOCK | Feb 9, 2017 | S | 700 | $53.37 | D | 105,238 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 96,694 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 96,594 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 238 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 238 | 96,356 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 96,256 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 125 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 125 | 96,131 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 300 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 300 | 95,831 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 237 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 237 | 95,594 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 95,494 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 494 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 494 | 95,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 3,000 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 3,000 | 92,000 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 121 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 121 | 91,879 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 91,779 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 91,579 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 203 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 203 | 91,376 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 698 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 698 | 90,678 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 399 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 399 | 90,279 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 601 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 601 | 89,678 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 202 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 202 | 89,476 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 89,376 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 500 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 500 | 88,876 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 397 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 397 | 88,479 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 88,279 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 479 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 479 | 87,800 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 721 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 721 | 87,079 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 899 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 899 | 86,180 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 1,200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 1,200 | 84,980 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 820 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 820 | 84,160 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 84,060 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 900 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 900 | 83,160 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 9, 2017 | M | 790 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 790 | 82,370 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.