SEC Form 4 · accession 0001463252-17-000012
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — EXECUTIVE VICE CHAIRMAN
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 1,675 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 1,675 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 1,675 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 83 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 83 | 99,917 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 99,717 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 1,035 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 1,035 | 98,682 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 98,582 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 788 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 788 | 97,794 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 200 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 200 | 97,594 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 300 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 300 | 97,294 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 97,194 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 300 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 300 | 96,894 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.67 | Feb 7, 2017 | M | 100 | D | May 6, 2012 | May 6, 2018 | COMMON STOCK | 100 | 96,794 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.