SEC Form 4 · accession 0001463252-17-000011
PLANTRONICS INC /CA/ · PLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Kenneth Kannappan
Officer — EXECUTIVE VICE CHAIRMAN
Period of report
Feb 7, 2017
Accepted (ET)
Feb 9, 2017 · 3:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000914025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 7, 2017 | M | 100 | $36.28 | A | 105,338 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 100 | $53.315 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 1,675 | $36.28 | A | 106,913 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 1,675 | $53.31 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 83 | $36.67 | A | 105,321 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 83 | $53.31 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 200 | $36.67 | A | 105,438 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 200 | $53.305 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 1,035 | $36.67 | A | 106,273 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 1,035 | $53.30 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 100 | $36.67 | A | 105,338 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 100 | $53.295 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 788 | $36.67 | A | 106,026 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 788 | $53.29 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 200 | $36.67 | A | 105,438 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 200 | $53.285 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 300 | $36.67 | A | 105,538 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 300 | $53.28 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 100 | $36.67 | A | 105,338 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 100 | $53.27 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 300 | $36.67 | A | 105,538 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 300 | $53.26 | D | 105,238 | D | |
| COMMON STOCK | Feb 7, 2017 | M | 100 | $36.67 | A | 105,338 | D | |
| COMMON STOCK | Feb 7, 2017 | S | 100 | $53.25 | D | 105,238 | D | |
| COMMON STOCK | holding | — | — | — | 200 | I | by Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 17,509 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 17,409 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 109 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 109 | 17,300 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 200 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 200 | 17,100 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 200 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 200 | 16,900 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 3,306 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 3,306 | 13,594 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 300 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 300 | 13,294 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 300 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 300 | 12,994 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 300 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 300 | 12,694 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 200 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 200 | 12,494 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 12,394 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 500 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 500 | 11,894 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 400 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 400 | 11,494 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 11,394 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 200 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 200 | 11,194 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 905 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 905 | 10,289 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 300 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 300 | 9,989 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 595 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 595 | 9,394 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 9,294 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 871 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 871 | 8,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 8,323 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 200 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 200 | 8,123 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 8,023 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 600 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 600 | 7,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 7,323 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 600 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 600 | 6,723 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 100 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 100 | 6,623 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 700 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 700 | 5,923 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 2,500 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 2,500 | 3,423 | D |
| Non-Qualified Stock Option (right to buy)F1 | $36.28 | Feb 7, 2017 | M | 1,648 | D | Nov 5, 2011 | Nov 5, 2017 | COMMON STOCK | 1,648 | 1,775 | D |
Explanation of responses
- F1Option was granted by the Issuer pursuant to a Rule 16-b plan and becomes exercisable as follows: 33.3% of the shares subject to the option vest 12 months from date of grant; and 1/36th of the shares subject to option vest each month thereafter.